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Complaints: Jacob Shapira of Morgan Stanley – Investors’ Rights with Robert Pearce

carproton by carproton
August 1, 2025
in Uncategorized
0

DID JACOB GERSHON SHAPIRA CAUSE YOU INVESTMENTINVESTMENTS LOSSES?

Jacob Shapira Of Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct
Jacob Shapira (CRD #1890969) who is currently registered with Morgan Stanley and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.

Jacob Shapira Customer Complaints ISSUE

Jacob Shapira has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Jacob Shapira’s 5 customer complaints resulted in an arbitration award in favor of the investor. Two of Jacob Shapira’s customer complaints were settled in favor of investors. One of Jacob Shapira’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Morgan Stanley for investment losses caused by Jacob Shapira’s alleged misconduct.

Allegations Against Jacob Shapira Jacob Shapira Case

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
Alleged Jacob Shapira recommended investment pattern involving short term trading, extensive use of margin and highly speculative investments, unsuitability, breach of fiduciary duty and unauthorized margin trading.
Claimant alleged, inter alia, Jacob Shapira’s unsuitability with respect to investments.
Clients alleged that the Puerto Rico bonds, structured products, etc. purchased in account by Jacob Shapira were unsuitable for them.
The client alleged Jacob Shapira’s unsuitability with respect to investments.

Jacob Shapira Red Flags & Your Rights As An Investor

Of course, Jacob Shapira did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jacob Shapira at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jacob Shapira has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices.

DID JACOB GERSHON SHAPIRA CAUSE YOU INVESTMENTINVESTMENTS LOSSES?

Jacob Shapira Of Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct
Jacob Shapira (CRD #1890969) who is currently registered with Morgan Stanley and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.

Jacob Shapira Customer Complaints ISSUE

Jacob Shapira has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Jacob Shapira’s 5 customer complaints resulted in an arbitration award in favor of the investor. Two of Jacob Shapira’s customer complaints were settled in favor of investors. One of Jacob Shapira’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Morgan Stanley for investment losses caused by Jacob Shapira’s alleged misconduct.

Allegations Against Jacob Shapira Jacob Shapira Case

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
Alleged Jacob Shapira recommended investment pattern involving short term trading, extensive use of margin and highly speculative investments, unsuitability, breach of fiduciary duty and unauthorized margin trading.
Claimant alleged, inter alia, Jacob Shapira’s unsuitability with respect to investments.
Clients alleged that the Puerto Rico bonds, structured products, etc. purchased in account by Jacob Shapira were unsuitable for them.
The client alleged Jacob Shapira’s unsuitability with respect to investments.

Jacob Shapira Red Flags & Your Rights As An Investor

Of course, Jacob Shapira did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jacob Shapira at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jacob Shapira has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices.
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