DID JEFFREY CHARLES PALADINI CAUSE YOU INVESTMENT LOSSES?
Jeffrey Paladini Formerly With Arkadios Capital Has 3 Customer Complaints For Alleged Broker Misconduct
Jeffrey Paladini Customer Complaints
Jeffrey Paladini (CRD #4341198), has three customer dispute disclosures, two of which were settled and one is pending:
Settled Dispute (2023):
Firm Involved: Triad Advisors LLC
Complaint: Claimants alleged that Paladini recommended unsuitable investment products (BDC).
Outcome: The dispute was settled for $14,500, with no individual contribution from Paladini.
Settled Dispute (2020):
Firm Involved: Triad Advisors LLC
Complaint:: A customer claimed that a 2014 investment in GPB Holdings was unsuitable after distributions were suspended.
Outcome: The firm settled for $25,000 to avoid litigation costs. Paladini did not contribute financially.
Pending Dispute (2023):
Firm Involved: Triad Advisors LLC
Complaint: The claimant alleges that a direct investment was unsuitable and not fully explained.
Alleged Damages: $50,000.
Status: The case is currently under FINRA arbitration.
Allegations Against Jeffrey Paladini
The allegations and accusations against Jeffrey Paladini include:
Investment Suitability:
Two settled disputes involved claims of unsuitable recommendations for BDC and direct investments. The firms resolved the disputes via settlements totaling $39,500. Paladini denied any wrongdoing and did not contribute to the settlements.
Ongoing Arbitration (2023):
A customer alleges that a direct investment was inappropriate and inadequately explained.
Jeffrey Paladini Red Flags & Your Rights As An Investor
Of course, Jeffrey Paladini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Paladini at Arkadios Capital on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Paladini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arkadios Capital also raises questions about the brokerage firm’s supervisory practices.
